Proof-critical dependence graph

Winning property of counterexamples to Uniform Littlewood's Conjecture

A full recursive graph for the proof-critical sources behind arXiv:2608.24401v2: the ambient and fixed-sequence HAW theorems, curve and line restrictions, dynamical formulations, and the two active appendix examples. Contextual citations and the inactive source block are excluded; exact-source limitations and terminal books are shown on the affected branches.

Graph scope67 nodes83 proof-critical linksChecked October 23, 2026

Oriented proof graph

Dependence map

Arrows point from a prerequisite toward the paper whose marked statement uses it.

  • Solid arrow: headline proof lineage
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Proof-critical links

The first pigeonhole construction in BPV Lemma 1 supplies the proof omitted from An's Lemma 3.1; that line assignment also underlies Corollary 4.2's common-line concentration.

Citation location: BPV Lemma 1; An Lemma 3.1 and Corollary 4.2
  • Lemma 3.1Every rational point admits a primitive rational line with weighted coefficient bounds.
  • Corollary 4.2Dangerous rational points in the relevant partition block lie on one rational line.

Kleinbock–Weiss transfers the Euclidean HAW closure and C1C^1 invariance properties to manifolds through its atlas definition.

Citation location: BFKRW Proposition 2.3(a)–(c) and Theorem 2.4; Kleinbock–Weiss Proposition 3.5
  • Proposition 3.5HAW subsets of a C1C^1 manifold have the required thickness, countable-intersection, and diffeomorphism properties.

The common-line concentration of dangerous rationals is imported from An; NS14 cites the older version's Lemma 4.2, now Corollary 4.2 in v2.

Citation location: NS14 Lemma 2.1 and reference [1]; An v2 Corollary 4.2
  • Lemma 2.1The potential-game strategy partitions dangerous rationals and assigns a common rational line to each block.
  • Theorem 1.1Bad(s,t)\mathbf{Bad}(s,t) is HAW for every nonnegative s,ts,t with s+t=1s+t=1.
Diophantine approximation and the geometry of limit sets in Gromov hyperbolic metric spaces→Bad(s,t)\mathbf{Bad}(s,t) is hyperplane absolute winningHeadline lineageSource-chain endpoint

NS14 constructs a hyperplane-potential strategy, which FSU's observation and theorem convert to HAW.

Citation location: FSU Observation C.7(2) and Theorem C.8; NS14 final proof
  • Lemma 2.4The hyperplane-potential deletion family meets the required budget and forces avoidance.
  • Theorem 1.1Bad(s,t)\mathbf{Bad}(s,t) is HAW for every nonnegative s,ts,t with s+t=1s+t=1.

BFK25 adapts the change of variables and multiplicative Dani correspondence from the historically available arXiv v3 of Fregoli–Kleinbock.

Citation location: BFK25 Section 4; arXiv:2211.04523v3 Lemma 4.1 and Proposition 4.4
  • Lemma 4.1The approximation function is converted to the flow parameter used in the fiberwise-divergence correspondence.
  • Proposition 4.2Uniform multiplicative approximation is equivalent to fiberwise divergence of the associated diagonal orbit.

Kleinbock–Margulis Lemma 8.3 supplies the unique monotone change of variables used in the multiplicative flow correspondence.

Citation location: Fregoli–Kleinbock arXiv v3 Section 4; Kleinbock–Margulis Lemma 8.3
  • Lemma 4.1 in arXiv v3The required monotone change of variables exists uniquely.
  • Proposition 4.4 in arXiv v3The multiplicative condition is equivalent to the associated diagonal-orbit excursion condition.
Discrete Subgroups of Lie Groups→Flows on homogeneous spaces and Diophantine properties of matricesHeadline lineageSource-chain endpoint

Mahler's criterion converts uniform lower bounds on shortest lattice vectors into boundedness of the diagonal orbit in both directions.

Citation location: Kleinbock Theorem 2.5; Raghunathan Corollary 10.9
  • Theorem 2.5Weighted bad approximation is equivalent to boundedness of the associated diagonal orbit.
  • Corollary 3.5The matrix-flow result specializes to the weighted two-coordinate correspondence used by the focal paper.

EKL's high-entropy classification imports the root-conditional commutator mechanism, entropy splitting, and product decomposition developed by Einsiedler–Katok.

Citation location: EKL Theorem 1.3; EK03 Lemmas 6.1–6.2 and Proposition 8.3
  • Theorem 1.3Positive entropy for the diagonal action forces the algebraic invariance needed in the Littlewood-exception argument.

The leafwise conditional-measure framework supports EKL's classification, while the appendix maximal estimate supports its positive-entropy measure construction.

Citation location: EKL Sections 6–10; Lindenstrauss Section 3, Proposition 4.3, and Appendix Theorem A.1
  • Theorem 1.3Positive entropy for the diagonal action forces the algebraic invariance needed in the Littlewood-exception argument.
  • Theorem 10.1Positive transversal dimension produces an invariant probability measure with positive entropy.

Margulis–Tomanov turns unipotent invariance into the homogeneous-measure conclusion. EKL restates the theorems and checks their hypotheses, but the original proof-bearing target was inaccessible.

Citation location: EKL restatement of MT96 Theorems (a) and (b)Verification note: Statement and applicability verified; original proof unresolved.
  • Theorem 1.3Positive entropy for the diagonal action forces the algebraic invariance needed in the Littlewood-exception argument.
Geometric Measure Theory→Invariant measures and the set of exceptions to Littlewood's conjectureAncillary claimSource-chain endpoint

Luzin regularization supplies the large compact continuity sets used to compare conditional measures.

Citation location: EKL Theorem 1.3 proof; Federer Luzin theorem
  • Theorem 1.3Positive entropy for the diagonal action forces the algebraic invariance needed in the Littlewood-exception argument.
An Introduction to Ergodic Theory→Invariant measures and the set of exceptions to Littlewood's conjectureAncillary claimSource-chain endpoint

Entropy affinity and the variational principle build a positive-entropy invariant measure from a positive-dimensional compact transversal.

Citation location: EKL Section 10; Walters Theorems 8.1 and 8.6
  • Theorem 10.1Positive transversal dimension produces an invariant probability measure with positive entropy.
  • Theorem 1.5The classical Littlewood exceptional set has Hausdorff dimension zero.
Topics in Ergodic Theory→Invariant measures and the set of exceptions to Littlewood's conjectureAncillary claimSource-chain endpoint

Standard entropy and generator results supply the upper-semicontinuity step in EKL's variational construction.

Citation location: EKL Section 10; Parry entropy results
  • Theorem 10.1Positive transversal dimension produces an invariant probability measure with positive entropy.

Ledrappier–Young Theorem C identifies partial-entropy increments with Lyapunov exponents times transverse dimensions, yielding the entropy formula for ordered root factors.

Citation location: EK03 Corollary 7.2 and Proposition 8.3; Ledrappier–Young Part II Theorem C
  • Lemma 6.2Entropy splits into the weighted sum of root contributions.
  • Corollary 7.2Ledrappier–Young's formula applies to the one-dimensional root factors.
  • Proposition 8.3Conditional measures on an unstable subgroup factor over the ordered root foliations.

Part II uses the Section 5 subordinate-partition entropy identity for Corollary 7.2.2 and revisits Proposition 5.1 at each Lyapunov layer in Proposition 11.2, closing the terminal partial-entropy step in Theorem C.

Citation location: Part II Corollary 7.2.2, Section 9, Proposition 11.2, and Theorem C; Part I Proposition 5.1 and Corollary 5.3
  • Theorem CMetric entropy decomposes as Lyapunov exponents times transverse conditional dimensions.
Geometry of Sets and Measures in Euclidean Spaces: Fractals and Rectifiability→Invariant measures and arithmetic quantum unique ergodicityAncillary claimSource-chain endpoint

Besicovitch covering supplies the bounded-overlap selection in Lindenstrauss's appendix maximal estimate.

Citation location: Lindenstrauss Appendix Theorem A.1; Mattila Besicovitch covering theorem
  • Appendix Theorem A.1The maximal ergodic estimate used in EKL's measure construction holds with the stated constants.

Theorem 2.13 produces the conjugate rational anisotropic maximal torus and compact diagonal orbit used at the start of EKL's compact-support contradiction.

Citation location: PR72 Theorem 2.13; EKL06 VOR pp. 544–545Verification note: Statement and applicability verified through EKL; original PR72 proof inaccessible.
  • Corollary 1.4A positive-entropy invariant measure cannot be compactly supported.

Theorems 1.3 and 3.2 turn the algebraic finite-volume support containing the compact diagonal orbit into an equal-block orbit closure and show every strict enlargement is noncompact.

Citation location: LW01 Theorems 1.3 and 3.2; EKL06 VOR p. 545Verification note: The consumer use and accessible author proof are verified; represented ancestor access limits remain.
  • Corollary 1.4A positive-entropy invariant measure cannot be compactly supported.

Ratner's homogeneous orbit-closure theorem is the topological rigidity input used through Lindenstrauss–Weiss Theorem 3.3 and Appendix A in the proof of Theorem 1.3.

Citation location: LW01 Theorem 3.3 and Appendix A; Ratner91 Theorems A–BVerification note: The exact statement and use are verified; Ratner91's original proof is inaccessible.
  • Theorem 1.3Classifies diagonal orbit closures containing a compact orbit by equal block groups and proves every strict enlargement is noncompact.

Shah's Corollary 2.13 and Proposition 3.2 supply the stabilizer Zariski-closure and rational algebraic subgroup facts used through Lindenstrauss–Weiss Theorem 3.4 and Appendix A.

Citation location: LW01 Theorem 3.4 and Appendix A; Shah91 Corollary 2.13 and Proposition 3.2Verification note: Shah's exact selected arguments are checked; its Moore branch inherits disclosed access limits.
  • Theorem 1.3Classifies diagonal orbit closures containing a compact orbit by equal block groups and proves every strict enlargement is noncompact.
Discrete Subgroups of Lie Groups→On sets invariant under the action of the diagonal groupHeadline lineageSource-chain endpoint

Raghunathan's lattice, closed-orbit, and Mahler compactness results supply the homogeneous-space structure and final noncompactness step in the equal-block classification.

Citation location: LW01 proof of Theorem 1.3 and Theorem 3.2; Raghunathan Lemma 1.14, Theorem 5.22, Corollary 10.9
  • Theorem 1.3Classifies diagonal orbit closures containing a compact orbit by equal block groups and proves every strict enlargement is noncompact.
  • Theorem 3.2Moore ergodicity makes the diagonal action topologically transitive on the finite-volume algebraic support.
Ergodic Theory and Semisimple Groups→On sets invariant under the action of the diagonal groupHeadline lineageSource-chain endpoint

Zimmer supplies the Moore-ergodicity and arithmeticity inputs used to obtain a dense diagonal orbit and rational algebraic structure.

Citation location: LW01 Theorems 1.3 and 3.2; Zimmer Theorem 2.2.6 and Chapter 6
  • Theorem 1.3Classifies diagonal orbit closures containing a compact orbit by equal block groups and proves every strict enlargement is noncompact.
  • Theorem 3.2Moore ergodicity makes the diagonal action topologically transitive on the finite-volume algebraic support.
Linear Algebra→On sets invariant under the action of the diagonal groupHeadline lineageSource-chain endpoint

The cited linear-algebra theorem supplies the irreducibility and field-action step in the compact-orbit Galois analysis.

Citation location: LW01 Lemma 6.2 in the proof of Theorem 1.3; Hoffman–Kunze Theorem 6.12
  • Theorem 1.3Classifies diagonal orbit closures containing a compact orbit by equal block groups and proves every strict enlargement is noncompact.
Lie Groups and Algebraic Groups→On sets invariant under the action of the diagonal groupHeadline lineageSource-chain endpoint

The cited algebraic-group structure result identifies the connected normalizer and centralizer form used in the Lie-algebra reduction.

Citation location: LW01 Lemma 4.1 in the proof of Theorem 1.3; Onishchik–Vinberg §6.3
  • Theorem 1.3Classifies diagonal orbit closures containing a compact orbit by equal block groups and proves every strict enlargement is noncompact.

Dani 1984 Theorem 4.3 supplies property (D) in Shah Proposition 2.5, turning the locally finite invariant measure in the proof chain into a finite one.

Citation location: Shah91 Proposition 2.5 and proof of Theorem 2.3; Dani84 Theorem 4.3Verification note: The selected theorem chain is correct despite unrelated Dani84 findings.
  • Corollary 2.13A dense unipotent-generated orbit forces containment in the stabilizer's Zariski closure.
  • Proposition 3.2The minimal rational algebraic closure has unipotent radical and recovers the connected orbit group.

Moore's general Mautner theorem is imported in Shah Proposition 2.7 to construct the normal subgroup whose fixed vectors force ergodicity.

Citation location: Shah91 Proposition 2.7 and proof of Theorem 2.3; Moore80 Theorem 1.1Verification note: The use is exact; Moore's final proof step inherits two inaccessible ancestors.
  • Corollary 2.13A dense unipotent-generated orbit forces containment in the stabilizer's Zariski closure.
  • Proposition 3.2The minimal rational algebraic closure has unipotent radical and recovers the connected orbit group.

The right-translation continuity proof of Dani's Lemma 8.2 is adapted in Shah Lemma 2.10 and yields ergodicity in the selected chain.

Citation location: Shah91 Lemma 2.10 and proof of Theorem 2.3; Dani78 Lemma 8.2
  • Corollary 2.13A dense unipotent-generated orbit forces containment in the stabilizer's Zariski closure.
  • Proposition 3.2The minimal rational algebraic closure has unipotent radical and recovers the connected orbit group.
Discrete Subgroups of Lie Groups→Uniformly distributed orbits of certain flows on homogeneous spacesHeadline lineageSource-chain endpoint

Raghunathan supplies the direct properness, arithmetic-lattice, radical, and rational algebraic-group facts used in Shah's Proposition 3.2.

Citation location: Shah91 pp. 321–322; Raghunathan direct lattice and algebraic locators
  • Proposition 3.2The minimal rational algebraic closure has unipotent radical and recovers the connected orbit group.

Dani84 says Theorem 4.3 follows by repeating Dani79 Theorem 3.3's finite-invariant-exhaustion induction; the exact earlier proof was checked.

Citation location: Dani84 Theorem 4.3 final paragraph; Dani79 Theorem 3.3, VOR pp. 248–249
  • Theorem 4.3Every locally finite measure invariant under a unipotent subgroup is exhausted by finite invariant pieces, Shah's property (D).
Discrete Subgroups of Lie Groups→On invariant measures, minimal sets and a lemma of MargulisHeadline lineageSource-chain endpoint

Mahler's compactness criterion supplies the compact-return input in the recurrence construction that feeds Dani's rank induction.

Citation location: Dani79 VOR pp. 245–249; Raghunathan Corollary 10.9
  • Theorem 3.3Provides the finite invariant exhaustion argument reused in Dani 1984 Theorem 4.3.
An Introduction to Ergodic Theory→On invariant measures, minimal sets and a lemma of MargulisHeadline lineageSource-chain endpoint

The individual ergodic theorem is the standard terminal foundation used in Dani's finite-invariant-exhaustion argument.

Citation location: Dani79 Theorems 3.1–3.3; Walters pointwise ergodic theorem
  • Theorem 3.3Provides the finite invariant exhaustion argument reused in Dani 1984 Theorem 4.3.

Moore explicitly imports Dani's Propositions 4.1 and 5.1 for the two final spectral reductions proving the general Mautner theorem.

Citation location: Moore80 Theorems 5.1–5.2, VOR pp. 164–165; Dani77 Propositions 4.1 and 5.1Verification note: Exact consumer mapping verified; original Dani77 proofs inaccessible.
  • Theorem 1.1An eigenvector for a one-parameter subgroup is fixed by the associated ad-compact normal subgroup.

Moore's earlier semisimple spectral results give the alternative final justification for Theorem 5.2 in the proof of the general Mautner theorem.

Citation location: Moore80 Theorem 5.2, VOR p. 165; Moore66 main resultsVerification note: Exact consumer mapping verified; original Moore66 proof inaccessible.
  • Theorem 1.1An eigenvector for a one-parameter subgroup is fixed by the associated ad-compact normal subgroup.

Oseledets supplies the measurable Lyapunov splitting, exponent limits, and tempered coordinate control used throughout the selected Section 5 entropy construction.

Citation location: LY Part I Sections 2–5 and Appendix; Oseledets Theorems 1–4 and §4
  • Proposition 5.1 and Corollary 5.3The Section 5 construction proves that the selected increasing partition subordinate to the full unstable foliation captures the full metric entropy.

Mañé's finite-entropy adapted-partition lemma supplies the small-diameter partition used in the entropy comparison.

Citation location: LY Part I Lemma 2.4.2 and Section 5; Mañé Lemma 2
  • Proposition 5.1 and Corollary 5.3The Section 5 construction proves that the selected increasing partition subordinate to the full unstable foliation captures the full metric entropy.

Ledrappier–Strelcyn supplies the measurable increasing partition and subordinate unstable-disk family reused in the selected Ledrappier–Young construction.

Citation location: LY Part I Lemma 3.1.1 and Section 5; LS82 Proposition 3.1
  • Proposition 5.1 and Corollary 5.3The Section 5 construction proves that the selected increasing partition subordinate to the full unstable foliation captures the full metric entropy.
A proof of Pesin's stable manifold theorem→The metric entropy of diffeomorphisms. Part I: Characterization of measures satisfying Pesin's entropy formulaHeadline lineageSource-chain endpoint

The stable-manifold chapter supplies the Pesin local-manifold and Lyapunov-chart foundation used in the selected proof.

Citation location: LY Part I Proposition 2.2.1; Fathi–Herman–Yoccoz LNM 1007, pp. 177–215
  • Proposition 5.1 and Corollary 5.3The Section 5 construction proves that the selected increasing partition subordinate to the full unstable foliation captures the full metric entropy.
Differentiation of Integrals in Rn\mathbb{R}^n→The metric entropy of diffeomorphisms. Part I: Characterization of measures satisfying Pesin's entropy formulaHeadline lineageSource-chain endpoint

The bounded-overlap covering selection supplies the Section 4 maximal estimate used in controlling exceptional conditional balls.

Citation location: LY Part I §4.1; de Guzmán LNM 481, p. 2
  • Proposition 5.1 and Corollary 5.3The Section 5 construction proves that the selected increasing partition subordinate to the full unstable foliation captures the full metric entropy.
Invariant Manifolds, Entropy and Billiards; Smooth Maps with Singularities→A proof of the estimation from below in Pesin's entropy formulaHeadline lineageSource-chain endpoint

The cited invariant-manifold chapter supplies the uniform regular-block local-disk theorem from which Ledrappier–Strelcyn constructs its subordinate partition.

Citation location: LS82 Proposition 3.3 in the proof of Proposition 3.1; cited §§6–7; LNM 1222 pp. 1–40
  • Proposition 3.1Constructs the increasing measurable partition subordinate to global unstable disks reused by Ledrappier–Young.

Oseledets applies pointwise ergodic convergence to logarithms of diagonal cocycle entries and identifies it as the only essential external fact in §4.

Citation location: Oseledets Russian VOR pp. 198 and 209; Birkhoff pointwise theorem
  • Theorems 1–4Supplies the regular Lyapunov splitting and tempered coordinates used in Ledrappier–Young's selected Section 5 argument.
An Introduction to Ergodic Theory→Proof of the ergodic theoremHeadline lineageSource-chain endpoint

Walters states and proves the modern discrete L1L^1 pointwise theorem actually used by Oseledets, while the historical article retains its narrower smooth-flow scope.

Citation location: Walters Theorem 1.14, pp. 34–35; Birkhoff31 scope note
  • Modern discrete $L^1$ formRecords the exact modern probability-preserving-map formulation used by Oseledets, distinct from the historical paper's narrower printed scope.

The preceding PNAS note supplies the disjoint first-return tower integral inequality imported in the pointwise ergodic proof.

Citation location: Birkhoff ergodic theorem VOR pp. 656–657; recurrence note pp. 651–655
  • Ergodic theoremProves pointwise time-average convergence within its historical smooth invariant-volume flow scope.
Les méthodes nouvelles de la mécanique céleste, Volume III→Proof of a recurrence theorem for strongly transitive systemsHeadline lineageSource-chain endpoint

Poincaré recurrence makes the first-return transformation defined and invertible outside a null set in Birkhoff's tower construction.

Citation location: Birkhoff recurrence note pp. 651–652 and footnote 1; Poincaré Volume III
  • Recurrence theorem and tower inequalitySupplies the first-return tower integral argument reused in Birkhoff's following ergodic-theorem paper.

Supplies HAW thickness, countable intersections, C1 invariance, and the diffuse-set restriction results used by the two active appendix examples.

Citation location: BFKRW Proposition 2.3, Theorems 2.4–2.5, Definition 4.2, Propositions 4.7/4.9, Theorem 4.6; focal Lemma 2.1 and Appendix A
  • Lemma 2.1HAW thickness, countable intersections, and C1 nonsingular invariance.
  • Corollary 1.3The difference between uniform and ordinary Littlewood counterexamples is HAW and full-dimensional.
  • Corollary 1.4The difference locus remains HAW after countably many weighted badly approximable conditions.
  • Corollary 1.10The dynamical difference locus with countably many bounded weighted orbits is HAW.
  • Appendix A, Example 1The complement of the one-dimensional Sierpiński gasket is HAW on every stated curve but is not HAW in R2.
  • Appendix A, Example 2An ambient HAW set need not restrict to HAW on a nonzero-curvature C2 curve.
Diophantine approximation and the geometry of limit sets in Gromov hyperbolic metric spaces→Winning property of counterexamples to Uniform Littlewood's ConjectureHeadline lineageSource link checked

Converts potential winning to HAW and verifies the Euclidean hyperplane-game hypothesis.

Citation location: FSU Observation C.7(2), Theorem C.8; focal Lemma 2.4 and Appendix A
  • Lemma 2.4Hyperplane potential winning is equivalent to HAW.
  • Theorem 1.2The uniform-Littlewood counterexample set E is HAW in R2 and has full Hausdorff dimension.
  • Theorem 1.6Every power-rapid sequence Q gives a HAW fixed-sequence set E_Q.
  • Appendix A, Example 1The complement of the one-dimensional Sierpiński gasket is HAW on every stated curve but is not HAW in R2.

Makes manifold HAW intrinsic and supplies the local chart/dynamical transfer used in the torus and curve formulations.

Citation location: Kleinbock–Weiss Proposition 3.5; focal Lemma 2.2, §1.4, and Lemma 7.5
  • Lemma 2.2Intrinsic manifold HAW properties, including open-submanifold transfer and chart invariance.
  • Theorem 1.9The non-fiberwise-divergent locus is HAW on the horospherical two-torus.
  • Corollary 1.10The dynamical difference locus with countably many bounded weighted orbits is HAW.
  • Theorem 1.11The non-fiberwise-divergent locus is HAW on the stated regular curves in the torus.
  • Lemma 7.5D is HAW on the curve parameter line.

Weighted badly approximable sets, including endpoint weights, are HAW.

Citation location: Nesharim–Simmons Theorem 1.1; focal Corollaries 1.4/1.10 and Appendix A, Example 2
  • Corollary 1.4The difference locus remains HAW after countably many weighted badly approximable conditions.
  • Corollary 1.10The dynamical difference locus with countably many bounded weighted orbits is HAW.
  • Appendix A, Example 2An ambient HAW set need not restrict to HAW on a nonzero-curvature C2 curve.

The classical Littlewood exceptional set has Hausdorff dimension zero.

Citation location: EKL Theorem 1.5; focal §1.1
  • Corollary 1.3The difference between uniform and ordinary Littlewood counterexamples is HAW and full-dimensional.
  • Corollary 1.4The difference locus remains HAW after countably many weighted badly approximable conditions.
  • Corollary 1.10The dynamical difference locus with countably many bounded weighted orbits is HAW.

Theorem 2.1 gives the curve restriction of Bad(1/2,1/2); Theorem 1.2 gives the corresponding line result under the stated Diophantine condition. These are the two winning inputs used in the curve and line branches.

Citation location: ABV Theorems 2.1 and 1.2; focal Lemma 7.5 and Theorems 1.7–1.8
  • Lemma 7.5D is HAW on the curve parameter line.
  • Theorem 1.7Both E and E_Q restrict to absolute-winning sets on every stated regular C2 curve.
  • Theorem 1.8E and E_Q are absolute winning on Diophantine lines and are empty on rational lines.

Corollary 1.12 upgrades the 1/2-winning chart result to absolute/HAW winning on R.

Citation location: BHNS Corollary 1.12; focal Lemma 7.5
  • Lemma 7.5D is HAW on the curve parameter line.
  • Theorem 1.7Both E and E_Q restrict to absolute-winning sets on every stated regular C2 curve.
  • Theorem 1.8E and E_Q are absolute winning on Diophantine lines and are empty on rational lines.

Corollary 6.3 gives the irrational-slope projection rigidity used for the Sierpiński-gasket example.

Citation location: Shmerkin Corollary 6.3; focal Appendix A, Example 1Verification note: Exact VOR claims checked; recursive source limits remain.
  • Appendix A, Example 1The complement of the one-dimensional Sierpiński gasket is HAW on every stated curve but is not HAW in R2.

Proposition 5.7 supplies a positive-dimensional unbounded-scale Furstenberg microset in the Sierpiński-gasket example.

Citation location: Käenmäki–Ojala–Rossi Proposition 5.7; focal Appendix A, Example 1
  • Appendix A, Example 1The complement of the one-dimensional Sierpiński gasket is HAW on every stated curve but is not HAW in R2.
Geometry of Sets and Measures in Euclidean Spaces: Fractals and Rectifiability→Winning property of counterexamples to Uniform Littlewood's ConjectureHeadline lineageSource link checked

Frostman's lemma supplies a positive-dimensional measure supported away from the countable bad-tangent set.

Citation location: Mattila Theorem 8.8; focal Appendix A, Example 1
  • Appendix A, Example 1The complement of the one-dimensional Sierpiński gasket is HAW on every stated curve but is not HAW in R2.

ABV imports the rooted-tree criterion for both the curve construction and the parallel line construction in §6.

Citation location: ABV Proposition 2.2 and §6; An Proposition 2.1
  • Theorem 2.1For a nondegenerate C2 graph and 0<j≤i<1, the parameter pullback of Bad(i,j) is 1/2-winning.
  • Theorem 1.2Under the printed Diophantine condition, the pullback of Bad(i,j) to a line is 1/2-winning.
Graph Theory, 4th edition→Badziahin–Pollington–Velani's theorem and Schmidt's gameHeadline lineageSource-chain endpoint

König's lemma extracts a compatible infinite regular subtree from the finite approximants.

Citation location: Diestel Lemma 8.1.2; An Proposition 2.1 proof
  • Proposition 2.1The rooted-tree regular-subtree criterion used by ABV.
Diophantine approximation and the geometry of limit sets in Gromov hyperbolic metric spaces→Schmidt games and Cantor winning setsHeadline lineageSource-chain endpoint

Potential winning is converted to absolute winning.

Citation location: FSU Theorem C.8 = BHNS Proposition 1.3
  • Theorem 1.51-Cantor-winning implies absolute winning through potential winning.
  • Corollary 1.12For subsets of R, 1/2-winning, 1-Cantor-winning, and absolute winning are equivalent.

Positionality and finite-chain compatibility are used in the construction proving 1/2-winning implies 1-Cantor-winning.

Citation location: Schmidt Theorem 7 and Lemma 1; BHNS §3.4
  • Theorem 1.11Every 1/2-winning subset of R is 1-Cantor-winning.
  • Corollary 1.12For subsets of R, 1/2-winning, 1-Cantor-winning, and absolute winning are equivalent.

The proof of Hochman Theorem 1.6 supplies exponential separation for irrational projected gasket IFSs.

Citation location: Hochman Theorem 1.6 proof; Shmerkin Corollary 6.3
  • Corollary 6.3Irrational-slope projections preserve Hausdorff dimension of every Borel subset of the one-dimensional Sierpiński gasket.

The small-exponential-doubling structural theorem is a crucial input to Shmerkin's inverse theorem.

Citation location: Bourgain §§2–3, equations (3.15), (3.20)–(3.22); Shmerkin Theorem 3.1
  • Theorem 1.11The Lq-dimension formula for pleasant dynamically driven self-similar models.
  • Theorem 6.2Lq dimension and Frostman bounds for exponentially separated homogeneous self-similar measures.

The asymmetric Balog–Szemerédi–Gowers theorem is the second external additive-combinatorial input.

Citation location: Tao–Vu Theorem 2.35; Shmerkin Theorem 3.2
  • Theorem 1.11The Lq-dimension formula for pleasant dynamically driven self-similar models.
  • Theorem 6.2Lq dimension and Frostman bounds for exponentially separated homogeneous self-similar measures.

The upper-C-approximable cocycle theorem supplies uniform limsup control in Shmerkin Lemma 4.7.

Citation location: Galicer et al. Theorem 3.5 and (18); Shmerkin Lemma 4.7
  • Theorem 1.11The Lq-dimension formula for pleasant dynamically driven self-similar models.
  • Theorem 6.2Lq dimension and Frostman bounds for exponentially separated homogeneous self-similar measures.

Basic monotonicity and concavity of the Lq spectrum are used in Proposition 4.6 and the multifractal estimates.

Citation location: Lau–Ngai Proposition 3.2; Shmerkin Lemma 4.5
  • Theorem 1.11The Lq-dimension formula for pleasant dynamically driven self-similar models.
  • Theorem 6.2Lq dimension and Frostman bounds for exponentially separated homogeneous self-similar measures.

The subadditive ergodic theorem gives the almost-sure cocycle slope T(q) in Proposition 4.6.

Citation location: Kingman subadditive ergodic theorem; Shmerkin Proposition 4.6
  • Theorem 1.11The Lq-dimension formula for pleasant dynamically driven self-similar models.
  • Theorem 6.2Lq dimension and Frostman bounds for exponentially separated homogeneous self-similar measures.

Exact dimensionality identifies self-similar measure dimension with entropy dimension in Hochman's proof.

Citation location: Feng–Hu Theorem 2.8; Hochman pp. 774–776 and §5
  • Theorem 1.1Dimension drop for a self-similar measure forces superexponential cylinder concentration.
  • Corollary 1.2Dimension drop for a self-similar set forces superexponential cylinder concentration.
  • Theorem 1.6Irrational projections of the one-dimensional Sierpiński gasket have full dimension; its proof supplies the needed separation argument.

The quantitative Gaussian approximation is used in the entropy inverse theorem.

Citation location: Esseen 1942; Hochman Theorem 4.1
  • Theorem 1.1Dimension drop for a self-similar measure forces superexponential cylinder concentration.
  • Corollary 1.2Dimension drop for a self-similar set forces superexponential cylinder concentration.
  • Theorem 1.6Irrational projections of the one-dimensional Sierpiński gasket have full dimension; its proof supplies the needed separation argument.
Geometry of Sets and Measures in Euclidean Spaces: Fractals and Rectifiability→Dimension theory of iterated function systemsHeadline lineageSource-chain endpoint

Differentiation of measures is used to identify conditional-density limits in the proof chain.

Citation location: Mattila Theorem 2.12; Feng–Hu §3
  • Theorem 2.8Conformal/self-similar invariant measures are exact dimensional.

The Radon–Nikodym density theorem constructs the fiber densities in the sufficiency proof for the canonical system.

Citation location: Rokhlin journal p. 127 cites Nikodym p. 168; Nikodym Theorem III
  • Canonical conditional-measure theoremEvery measurable partition of a Lebesgue space has an essentially unique canonical system of conditional measures.
Real and Complex Analysis, 3rd edition→Dimension theory of iterated function systemsHeadline lineageSource-chain endpoint

The weak-type differentiation estimate proves integrability in Feng–Hu Proposition 3.5.

Citation location: Rudin Theorem 7.4; Feng–Hu Proposition 3.5
  • Theorem 2.8Conformal/self-similar invariant measures are exact dimensional.
Ergodic Theory and Differentiable Dynamics→Dimension theory of iterated function systemsHeadline lineageSource-chain endpoint

The triangular-array ergodic lemma closes the conditional Shannon–McMillan step.

Citation location: Mañé Corollary 1.6, p. 96; Feng–Hu Lemma 4.13
  • Theorem 2.8Conformal/self-similar invariant measures are exact dimensional.
Probability and Measure, 3rd edition→Dimension theory of iterated function systemsHeadline lineageSource-chain endpoint

The conditional-expectation limit theorem is used in the Lyapunov-diameter estimates of Proposition 5.6.

Citation location: Billingsley Theorem 34.2; Feng–Hu Proposition 5.6
  • Theorem 2.8Conformal/self-similar invariant measures are exact dimensional.
An Introduction to Ergodic Theory→Dimension theory of iterated function systemsHeadline lineageSource-chain endpoint

Walters supplies algebra approximation and the standard pointwise/subadditive ergodic forms invoked in §§3, 5, and 6.

Citation location: Walters Theorem 0.7 and cited ergodic theorems; Feng–Hu §§3, 5–6
  • Theorem 2.8Conformal/self-similar invariant measures are exact dimensional.