arXiv:2108.04638v2

A measure estimate in geometry of numbers and improvements to Dirichlet's theorem

Dmitry Kleinbock, Andreas Strömbergsson, Shucheng Yu

math.NTmath.DS

Abstract

Let ψψ be a continuous decreasing function defined on all large positive real numbers. We say that a real m×nm\times n matrix AA is ψψ-Dirichlet if for every sufficiently large real number tt one can find pZm\boldsymbol{p} \in \mathbb{Z}^m, qZn{0}\boldsymbol{q} \in \mathbb{Z}^n\smallsetminus\{\boldsymbol{0}\} satisfying Aqpm<ψ(t)\|A\boldsymbol{q}-\boldsymbol{p}\|^m< ψ({t}) and qn<t\|\boldsymbol{q}\|^n<{t}. This property was introduced by Kleinbock and Wadleigh in 2018, generalizing the property of AA being Dirichlet improvable which dates back to Davenport and Schmidt (1969). In the present paper, we give sufficient conditions on ψψ to ensure that the set of ψψ-Dirichlet matrices has zero or full Lebesgue measure. Our proof is dynamical and relies on the effective equidistribution and doubly mixing of certain expanding horospheres in the space of lattices. Another main ingredient of our proof is an asymptotic measure estimate for certain compact neighborhoods of the critical locus (with respect to the supremum norm) in the space of lattices. Our method also works for the analogous weighted problem where the relevant supremum norms are replaced by certain weighted quasi-norms.

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Audit summary

Audited against arXiv v2

Not a correctness certificate. A “Correct” result may include yellow typos or minor formal corrections that do not affect substantive soundness. It means this audit found no unresolved substantive error under the stated criteria; it does not replace expert scrutiny or formal verification.

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Detailed mathematical audit

Generated August 19, 2026
01Statements2 reported findingsCorrect

The weighted zero-full measure criterion for improvements to Dirichlet's theorem and the geometry-of-numbers estimate for neighborhoods of the critical locus are correct.

Theorem 1.2Correct

The convergence and conditional divergence criteria are correct

Pages 5–8 and 24–39 · Theorem 1.2 · arXiv:2108.04638v2

The change of variables converts Dirichlet improvement into visits to compact shrinking targets in the lattice space. Their volume has exactly the power and logarithmic factors in the displayed series; convergence gives full measure, while divergence plus the explicitly stated second-moment condition gives zero measure.

Full paper, version 2
Theorem 1.3Correct

The critical-locus neighborhood estimate has the correct exponents

Pages 8–9 and 10–24 · Theorem 1.3 · arXiv:2108.04638v2

Hajos's classification identifies the critical locus with finitely many unipotent pieces. The diagonal and opposite off-diagonal coordinates contribute the stated power of the radius and one logarithm for each paired coordinate, yielding matching upper and lower bounds.

02Proofs2 reported findingsCorrect

The Haar-volume calculation, compactness argument, smoothing estimates, and dynamical Borel-Cantelli proof are correct and complete.

Theorem 2.1Correct and complete

The upper and lower volume bounds match

Pages 10–24 · Theorem 2.1 and proof · arXiv:2108.04638v2

An explicit coordinate box gives the lower bound. For the upper bound, compactness near the Hajos locus, the controlled choice of representatives, and the paired off-diagonal product restrictions cover every lattice with constants uniform for small radius.

Sections 5–7Correct and complete

The shrinking-target argument verifies both measure conclusions

Pages 24–39 · effective mixing and Borel-Cantelli argument · arXiv:2108.04638v2

Smooth majorants and minorants have the required Sobolev growth, effective mixing controls correlations at separated times, and nearby pairs are bounded directly. The additional divergence hypothesis makes the total correlation error negligible compared with the squared expectation.

03Novelty0 reported findingsNo non-novelty findings

No non-novelty findings.

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Paper
arXiv:2108.04638v2
Authors listed
Dmitry Kleinbock, Andreas Strömbergsson, Shucheng Yu
Audit date
August 19, 2026
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