arXiv:2010.14065v4

On the dimension drop conjecture for diagonal flows on the space of lattices

Dmitry Kleinbock, Shahriar Mirzadeh

math.DSmath.NT37A1737A2511J13

Abstract

Let X=G/ΓX = G/Γ, where GG is a Lie group and ΓΓ is a lattice in GG, let UU be an open subset of XX, and let {gt}\{g_t\} be a one-parameter subgroup of GG. Consider the set of points in XX whose gtg_t-orbit misses UU; it has measure zero if the flow is ergodic. It has been conjectured that this set has Hausdorff dimension strictly smaller than the dimension of XX. This conjecture has been proved when XX is compact or when GG is a simple Lie group of real rank 11. In this paper we prove this conjecture for the case G=SLm+n(R)G=\textrm{SL}_{m+n}(\mathbb{R}), Γ=SLm+n(Z)Γ=\textrm{SL}_{m+n}(\mathbb{Z}) and gt=diag(ent,,ent,emt,,emt)g_t=\textrm{diag} (e^{nt}, \dots, e^{nt},e^{-mt}, \dots, e^{-mt}), in fact providing an effective estimate for the codimension. The proof uses exponential mixing of the flow together with the method of integral inequalities for height functions on SLm+n(R)/SLm+n(Z)\textrm{SL}_{m+n}(\mathbb{R})/\textrm{SL}_{m+n}(\mathbb{Z}). We also discuss an application to the problem of improving Dirichlet's theorem in simultaneous Diophantine approximation.

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Audited against arXiv v4

Not a correctness certificate. A “Correct” result may include yellow typos or minor formal corrections that do not affect substantive soundness. It means this audit found no unresolved substantive error under the stated criteria; it does not replace expert scrutiny or formal verification.

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Detailed mathematical audit

Generated August 19, 2026
01Statements2 reported findingsCorrect

The dimension-drop estimates for exceptional sets of expanding-horospherical translates, and the resulting strict dimension bound for cc-Dirichlet-improvable matrices when c<1c<1, are correct.

Theorems 1.1 and 1.2Correct

Dimension drop from height contraction

Pages 2–4 · Theorems 1.1–1.2 · arXiv:2010.14065v4

The abstract covering estimate is obtained from a proper height function with averaged contraction and controlled local distortion. Iterating the one-step cover gives exponential loss in the number of retained cubes, and division by the common logarithmic scale yields the claimed codimension bound.

Full paper, version 4
Theorem 1.5Correct

Dirichlet-improvable matrices have smaller dimension

Pages 4–5 and Sections 6–7 · Theorem 1.5 · arXiv:2010.14065v4

Dani's correspondence identifies eventual avoidance of the specified compact set with cc-Dirichlet improvement. The parameter choice in Section 7 places this exceptional set under Theorem 1.2 for every c<1c<1, giving a strictly positive codimension without changing the quantifiers in the Diophantine definition.

02Proofs3 reported findingsCorrect

The height-contraction, covering, and parameter-selection arguments are correct. The introductory range attached to the definition of cc-Dirichlet improvement has a local formal error that is uniquely repairable and does not affect any theorem.

Theorem 3.1 and Proposition 5.2Correct and complete

Height contraction produces the required covers

Sections 3–5 · Theorem 3.1 and Proposition 5.2 · arXiv:2010.14065v4

The height is proper, contracts after averaging, and changes by a controlled factor under bounded horospherical displacement. Markov's inequality bounds the bad parameter set at each scale, and the iterative cover retains the uniform constants needed by the dimension calculation.

Sections 6–7Correct and complete

The dynamical and Diophantine parameters match

Sections 6–7 · arXiv:2010.14065v4

The proof separates the relevant height ranges, chooses the time and cutoff parameters in the stated order, and obtains a contraction factor strictly below one. The orbit-avoidance condition then translates directly to the inequalities defining DIm,n(c)DI_{m,n}(c) for sufficiently large denominators.

Definition preceding (1.11)Minor formal correction

The displayed range for the improvement constant is reversed

Page 4 · paragraph preceding equation (1.11) · arXiv:2010.14065v4

The text says, ‘Given c1c\geq1, say that ss is cc-Dirichlet improvable,’ although the definition is immediately used for c<1c<1 and Theorem 1.5 is about that range. Replace c1c\geq1 by c>0c>0. The inequalities already define the notion for all positive cc, and no proof step depends on the printed restriction.

03Novelty0 reported findingsNo non-novelty findings

No non-novelty findings.

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Paper
arXiv:2010.14065v4
Authors listed
Dmitry Kleinbock, Shahriar Mirzadeh
Audit date
August 19, 2026
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