arXiv:1909.08253v3

A dynamical Borel-Cantelli lemma via improvements to Dirichlet's theorem

Dmitry Kleinbock, Shucheng Yu

math.DSmath.NT

Abstract

Let XSL2(R)/SL2(Z)X\cong \operatorname{SL}_2(\mathbb R)/\operatorname{SL}_2(\mathbb Z) be the space of unimodular lattices in R2\mathbb R^2, and for any r0r\ge 0 denote by KrXK_r\subset X the set of lattices such that all its nonzero vectors have supremum norm at least ere^{-r}. These are compact nested subset{s} of XX, with K0=rKrK_0 = {\bigcap}_{r}K_r being the union of two closed horocycles. We use an explicit second moment formula for the Siegel transform of the indicator functions of squares in R2\mathbb R^2 centered at the origin to derive an asymptotic formula for the volume of sets KrK_r as r0r\to 0. Combined with a zero-one law for the set of the ψψ-Dirichlet numbers established by Kleinbock and Wadleigh, this gives a new dynamical Borel-Cantelli lemma for the geodesic flow on XX with respect to the family of shrinking targets {Kr}\{K_r\}.

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Audited against arXiv v3

Not a correctness certificate. A “Correct” result may include yellow typos or minor formal corrections that do not affect substantive soundness. It means this audit found no unresolved substantive error under the stated criteria; it does not replace expert scrutiny or formal verification.

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Detailed mathematical audit

Generated August 19, 2026
01Statements2 reported findingsCorrect

The dynamical Borel--Cantelli criterion, the exact small-target measure asymptotic, the thickening estimate, and the primitive Siegel-transform second-moment formula are correct.

Theorem 1.1Correct

The shrinking compact targets satisfy the stated zero--one criterion

Page 4 and Section 4 (pages 16--20) · dynamical Borel--Cantelli theorem · arXiv:1909.08253v3

The Dani correspondence sends the target radius r(s)r(s) to an approximation function satisfying the Kleinbock--Wadleigh hypotheses; the condition that s+r(s)s+r(s) is non-decreasing is exactly the translated monotonicity condition. Their series is comparable to nr(n)log(1/r(n))\sum_n r(n)\log(1/r(n)). The convergence direction follows from the thickened-target measure estimate and Borel--Cantelli, and the divergence direction follows from the transferred zero--one law.

Theorems 1.2--1.5Correct

The target and thickening measures have the announced orders

Pages 4--5 and Sections 2--3 (pages 6--16) · measure and second-moment theorems · arXiv:1909.08253v3

Unfolding the primitive Siegel transform separates collinear and linearly independent primitive pairs and gives the stated finite totient sum. For the centered square, evaluating the resulting integral gives μ(Kr)=4r2log(1/r)/ζ(2)+O(r2)\mu(K_r)=4r^2\log(1/r)/\zeta(2)+O(r^2). Slicing the one-unit flow thickening into O(1/r)O(1/r) translates produces the matching order rlog(1/r)r\log(1/r).

02Proofs2 reported findingsCorrect

The unfolding, explicit integration, target thickening, Dani correspondence, and series comparisons are correct and complete.

Section 2Correct and complete

The primitive second-moment formula follows from a valid unfolding

Pages 6--11 · Theorem 2.1 and its special-square evaluation · arXiv:1909.08253v3

Primitive lattice vectors are parameterized by the parabolic quotient without overcounting. The determinant of an ordered independent primitive pair is a nonzero integer, and summing possible second vectors gives the totient factor φ(n)/n\varphi(|n|)/|n|. Boundedness of the planar set makes the sum finite, so all interchanges of sum and integral are justified.

Sections 3--4Correct and complete

The continuous-time targets and discrete series are compared in both directions

Pages 11--20 · thickening and proof of Theorem 1.1 · arXiv:1909.08253v3

Monotonicity bounds the varying target over each unit time interval by fixed-radius thickenings. The upper and lower thickening estimates differ only by constants, so convergence and divergence are preserved. The inverse Dani change of variables preserves eventual monotonicity and translates the two relevant series by Cauchy condensation.

03Novelty0 reported findingsNo non-novelty findings

No non-novelty findings.

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Paper
arXiv:1909.08253v3
Authors listed
Dmitry Kleinbock, Shucheng Yu
Audit date
August 19, 2026
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